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Proposal application and funding status of NSFC projects in optics and optoelectronics in 2022
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摘要
本文首先介绍了2022年国家自然科学基金(NSFC)在资助导向、评审机制、学科布局等方面的主要改革举措；其次统计和分析了改革举措下“光学和光电子学”学科面上、青年、地区、重点和优青项目的申请、受理与资助情况；然后，围绕实行分类评审、构建“负责任、讲信誉、计贡献”(RCC)评审机制、完善智能辅助受理三大重要举措在本学科的工作开展情况进行了分析与探讨；最后，结合上述完善评审机制的三大举措在本学科的实践情况，对申请人和专家提出了建议。
Abstract
This paper first introduces the main reform measures of National Natural Science Foundation of China (NSFC) in the aspects of funding orientation, evaluation mechanism and subject layout in 2022. Secondly, the application, acceptance and funding status of general program, young scientist fund, fund for less developed regions, key program and excellent young scientist fund of "optics and optoelectronics" under the reform measures are analyzed statistically. Then, it analyzes and discusses the work of this subject around implementation of classified review, construction of "responsibility, credibility, contribution" (RCC) review mechanism, and improvement of intelligent assistant acceptance. Finally, combined with the above three measures to improve the evaluation mechanism in the practice of the subject, the applicants and experts are put forward suggestions.
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Key words:
- national natural science foundation /
- optoelectronics /
- optics
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Overview
Overview: This article presents the major changes in the reform of National Natural Science Foundation of China (NSFC) in 2022 as well as briefly summarizes the status of application, processing, and funding of the various projects and programs under NSFC. It first introduces the 12 reform measures in all aspects including the directions of the researches to be funded, mechanisms and processes of the evaluation, improved managements of the funded projects, increased focus on cross-disciplinary researches, cooperation among different research teams, and coordination among different funding agencies. The reform has a specific focus to experimentally form a new evaluation mechanism that prioritizes on responsibility, credibility, and contribution (RCC). At the same time, the article also presents statistical data on the application, processing, and funding of the general program, young scientist fund, fund for less developed regions, key program and excellent young scientist fund of "optics and optoelectronics" under the reform measures. In 2022, the category of "optics and optoelectronics" has received a total number of 3237 applications, among which 679 applications have been granted funds resulting in a 20.98% funding rate that slightly increases compared with that of 2021. The article has also covered the statistics of the funding based on (prioritized funding) research areas, the affiliations of the applicants, and the properties of the scientific problems, the results of which have all demonstrated rises in the number of applications compared with that of 2021 in all aforementioned aspects, suggesting a growing research community on "optics and optoelectronics" and the steadily increasing diversity of the research teams in this area. Next, the article overviews the implementation of RCC oriented evaluation mechanism through the feedbacks and opinions collected from the researchers in "optics and optoelectronics" category. The statistics cover 4384 feedbacks from the applicants to the general program and scientists fund towards the reviewing comments they received during the evaluation processes. Among 455 funded applicants to general program, 79% think the reviewing comments are very helpful and 17% think they are helpful, leaving only 3% and 1% thinking the comments not very helpful and not helpful at all; among the 1762 general program applicants who are not funded, 39%, 37%, 12% and 12% think the comments are very helpful, helpful, not very helpful, not helpful, respectively. Same statistics for young scientists fund go for 82%, 16%, 1% and 1% for funded applicants, and 54%, 28%, 9%, and 9% for applicants not funded. At the end, the article has also offered the insights and suggestions on further improving the evaluation mechanism for NSFC.
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图 1 面上项目获资助申请人(a)与未获资助申请人(b)对专家评审意见的反评统计
Figure 1. The feedbacks of (a) funded applicants and (b) not funded applicants of the general program on the reviewing comments during the evaluation
图 2 青年项目获资助申请人(a)与未获资助申请人(b)对专家评审意见的反评统计
Figure 2. The feedbacks of (a) funded applicants and (b) not funded applicants of the young scientists fund on the reviewing comments during the evaluation
图 3 评审专家对RCC评审机制改革的看法统计
Figure 3. The statistics of the views from the evaluation experts toward the RCC evaluation mechanism
表 1 2021~2022年自由类项目申请与资助情况
Table 1. The application and funding status of the free category program 2021~2022
项目类别 2021年 2022年 申请项数/项 资助项数/项 资助率/% 申请项数/项 较去年增加/项 增长率/% 资助项数/项 资助率/% 面上项目 1512 268 17.72 1527 15 0.99 278 18.21 青年科学基金项目 1579 381 24.13 1596 17 1.08 384 24.06 地区科学基金项目 124 19 15.32 114 −10 −8.06 17 14.91 合计 3215 668 20.78 3237 22 0.68 679 20.98 
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表 2 2021~2022年重点和优秀青年科学基金项目申请与资助情况
Table 2. The application and funding status of the key program and excellent young scientists fund 2021~2022
项目类别 2021年 2022年 申请项数/项 资助项数/项 资助率/% 申请项数/项 较去年增加/项 增长率/% 资助项数/项 资助率/% 重点项目 57 15 26.32 74 17 29.82 19 25.68 优秀青年科学基金项目 137 14 10.22 158 21 15.33 15 9.49
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表 3 2022年面上和青年科学基金项目申请项数排名前五的依托单位
Table 3. The top 5 affiliations with most applications of the general program and young scientists fund 2022
面上项目 青年科学基金项目 排序 单位名称 申请项数/项 占比/% 排序 单位名称 申请项数/项 占比/% 1 华中科技大学 38 2.49 1 深圳大学 40 2.51 1 深圳大学 38 2.49 2 中国科学院长春光学精密机械与物理研究所 39 2.44 3 上海理工大学 31 2.03 2 中国科学院光电技术研究所 39 2.44 4 北京理工大学 30 1.96 4 之江实验室 28 1.75 5 电子科技大学 26 1.70 5 中国科学院上海光学精密机械研究所 24 1.50 5 长春理工大学 24 1.50
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表 4 2022年面上和青年科学基金项目资助项数排名前五的依托单位
Table 4. The top 5 affiliations with most funded applications of the general program and young scientists fund 2022
面上项目 青年科学基金项目 排序 单位名称 资助目数/项 占比/% 排序 单位名称 资助项数/项 占比/% 1 华中科技大学 14 5.04 1 深圳大学 14 3.65 2 深圳大学 12 4.32 2 北京理工大学 12 3.13 3 上海理工大学 8 2.88 3 之江实验室 9 2.34 3 北京理工大学 8 2.88 3 浙江大学 9 2.34 3 哈尔滨工业大学 8 2.88 3 华中科技大学 9 2.34
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表 5 2022年自由类项目四类科学问题属性的申请与资助情况
Table 5. The application and funding status of the free category program based on the properties of the scientific problems
项目类型 科学问题属性 F05申请 F05资助 申请项数/项 占比/% 资助项数/项 占比/% 资助率/% 面上项目 A 47 3.08 1 0.36 2.13 B 695 45.51 157 56.47 22.59 C 701 45.91 115 41.37 16.41 D 84 5.50 5 1.80 5.95 合计 1527 − 278 − 18.21 青年科学基金项目 A 34 2.13 1 0.26 2.94 B 726 45.49 195 50.78 26.86 C 784 49.12 184 47.92 23.47 D 52 3.26 4 1.04 7.69 合计 1596 − 384 − 24.06 地区科学基金项目 A 5 4.39 1 5.88 20.00 B 44 38.60 7 41.18 15.91 C 44 38.60 8 47.06 18.18 D 21 18.42 1 5.88 4.76 合计 114 − 17 − 14.91 自由类科学基金项目合计 A 86 2.66 3 0.44 3.49 B 1465 45.26 359 52.87 24.51 C 1529 47.24 307 45.21 20.08 D 157 4.85 10 1.47 6.37 合计 3237 − 679 − 20.98
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表 6 2022年重点和优秀青年科学基金项目四类科学问题属性的申请与资助情况
Table 6. The application and funding status of the key program and excellent young scientists fund based on the properties of the scientific problems
项目类型 科学问题属性 F05申请 F05资助 申请项数/项 占比/% 资助项数/项 占比/% 资助率/% 重点项目 A 0 0.00 0 0.00 − B 30 40.54 9 47.37 30.00 C 42 56.76 10 52.63 23.81 D 2 2.70 0 0.00 0.00 合计 74 − 19 − 25.68 优秀青年科学基金项目 A 3 1.90 0 0.00 0.00 B 100 63.29 9 60.00 9.00 C 52 32.91 6 40.00 11.54 D 3 1.90 0 0.00 0.00 合计 158 − 15 − 9.49
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表 7 选择“F0516.交叉学科中的光学问题”项目的科学处调整信息举例
Table 7. Examples of adjusted application codes that are removed from category code “F0516. Optics problems in the cross-disciplinary researches”
序号 项目基本信息 科学处调整后信息 项目名称 二级代码 二级代码 研究方向 关键词 1 一种基于光谱吸收的航空发动机
燃气多参数在线监测技术F0516 F0507.光谱信息学 光谱诊断技术 在线监测 2 基于光谱重建的中低白度
纸印品色彩保真方法研究F0516 F0508.应用光学 光度学与色度学 颜色科学 3 面向低能耗建筑亮化用长余辉发光材料
的设计、制备及其性能调控研究F0516 F0509.光学和光电子材料 功能光学材料 发光与荧光材料 4 多基色LED植物照明光配方技术研究与应用 F0516 F0512.能源与照明光子学 照明技术在交叉学科中的应用 农用照明
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表 8 选择F05一级代码的项目的科学处调整信息举例
Table 8. Examples of adjusted application codes that are removed from level 1 code F05
序号 项目基本信息 科学处调整后信息 项目名称 代码 二级代码 研究方向 1 基于自参考光谱剪切的超短脉冲复振幅重建技术研究 F05 F0506.激光 激光物理 2 5G无线通信透明的高性能隔热介质薄膜关键技术研究 F05 F0508.应用光学 薄膜光学 3 基于光电子显微技术的极紫外多层膜质量高空间分辨检测研究 F05 F0508.应用光学 制造技术中的光学问题 4 用于精密测量锶原子光晶格钟的超冷原子量子模拟计算 F05 F0515.量子光学 光量子精密测量
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表 9 选择“其他研究方向”项目的科学处调整信息举例
Table 9. Examples of adjusted application codes that are removed from category “other areas”
序号 项目基本信息 科学处调整后信息 项目名称 二级代码 研究方向 研究方向 关键词 1 面向苯乙胺废水在线检测的紫外
光谱红移机理与成分识别研究F0507.光谱信息学 其他研究方向 光谱诊断技术 在线监测 2 紫外-可见光宽波段超高光谱分辨率成像技术研究 F0508.应用光学 其他研究方向 光学/光学系统设计、
先进光学仪器多光谱探测与成像 3 轻小型无人机平台涡旋光通信关键技术研究 F0508.应用光学 其他研究方向 自适应光学及二元光学 波前矫正 4 二维g-C3N4纳米片原位生长核-壳双金属纳米
颗粒的可控制备及其光催化增强机理研究F0509.光学和光电子材料 其他研究方向 功能光学材料 基于半导体的
功能光学材料
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参考文献
[1] 国家自然科学基金委员会. 2022年度国家自然科学基金项目指南[M]. 北京: 科学出版社, 2022.
[2] 唐华, 宋朝晖, 刘克, 等. 信息科学部RCC评审机制试点工作实践与思考[J]. 中国科学基金, 2022, 36(1): 75−80. doi: 10.16262/j.cnki.1000-8217.2022.01.026
Tang H, Song Z H, Liu K, et al. Practice and considerations on the pilot work of the RCC review mechanism in department of information sciences[J]. Bull Natl Nat Sci Found China, 2022, 36(1): 75−80. doi: 10.16262/j.cnki.1000-8217.2022.01.026
[3] 文珺, 张丽佳, 宋朝晖, 等. 2021年度信息科学部基金项目评审工作综述[J]. 中国科学基金, 2022, 36(1): 38−42. doi: 10.16262/j.cnki.1000-8217.2022.01.006
Wen J, Zhang L J, Song Z H, et al. Overview of proposal application, peer review and funding of the department of information sciences in 2021[J]. Bull Natl Nat Sci Found China, 2022, 36(1): 38−42. doi: 10.16262/j.cnki.1000-8217.2022.01.006
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